ALM Model Selection Guide

FMS Decision Tools

Capability Level Finder

< $250M

Entry Level

Basic IRR measurement suitable for small, simple institutions with straightforward balance sheets.

Spreadsheet or simple vendor model

Static gap analysis
Basic NII simulation
Simple EVE calculation
Parallel rate shocks only
Non-parallel scenarios
NMD behavioral modeling
Prepayment models (OAS)
Dynamic balance sheet
Monte Carlo simulation
Formal verification
$250M - $1B

Intermediate Level

Comprehensive IRR toolkit for institutions with moderate complexity and growing sophistication needs.

Standard ALM vendor solution

Static gap analysis
Basic NII simulation
Simple EVE calculation
Parallel rate shocks only
Non-parallel scenarios
NMD behavioral modeling
Prepayment models (OAS)
Dynamic balance sheet
Monte Carlo simulation
Formal verification
> $1B or complex

Advanced+ Level

Full-spectrum ALM with formal verification, AI-driven insights, and regulatory-grade compliance tooling.

Stratus Financial Intelligence Engine

Static gap analysis
Basic NII simulation
Simple EVE calculation
Parallel rate shocks only
Non-parallel scenarios
NMD behavioral modeling
Prepayment models (OAS)
Dynamic balance sheet
Monte Carlo simulation
Formal verification

Benefits vs Costs — Model Complexity Curve (Exhibit 5)

Benefits curve flattens at higher complexity — diminishing returns
Costs accelerate — optimal point is where net benefit peaks

Balance Sheet Influence Matrix

CategoryRepricing RiskYield Curve RiskBasis RiskOption RiskLiquidity RiskCredit Spread Risk
Fixed-Rate Loans
High
Medium
Low
Medium
Low
Medium
Variable-Rate Loans
Medium
Medium
High
Low
Low
Medium
MBS / CMO
High
High
Low
High
Medium
Medium
Investment Securities
High
Medium
Low
Low
Medium
High
Core Deposits
High
Low
Medium
High
High
None
Time Deposits
Medium
Low
Low
Low
Medium
None
Borrowings
Medium
Medium
Medium
Low
High
Low
Subordinated Debt
Medium
Medium
Low
Low
Medium
Medium
Off-Balance Sheet
Medium
Medium
Medium
High
Low
Low
Capital / Equity
Low
Low
None
None
Low
Low
Legend:
None
Low
Medium
High

Why Stratus is Advanced+

OverCaml Formal Verification

Machine-checked mathematical proofs of every ALM calculation — no other vendor offers this level of model certainty.

ML Bond Buyer Prediction

Proprietary 9-dimensional journey analysis predicts which banks will buy bonds and when, with 87%+ accuracy.

Real-Time ALM Automation

Automated NII/EVE analysis with 8 shock scenarios, dynamic balance sheet projections, and instant regulatory reporting.

M&A Intelligence

Advanced predictive analytics identify acquisition targets and merger opportunities based on financial trajectory analysis.

Stratus delivers Advanced+ capabilities at Intermediate cost

Automated formal verification, ML-driven predictions, and real-time ALM analysis — features that traditionally require enterprise-tier pricing — are available to community banks of all sizes through Stratus.